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Upvest
Cass Oversight Manager
Remote · UK · Full time · Mid level
About the role
Manage client money and custody assets compliance with FCA's CASS rules. Ensure robust, audit-ready client asset framework for Upvest Securities.
What you’ll do
• Own and improve CASS oversight framework and controls. • Advise B2B clients and internal teams on CASS compliance. • Oversee client money calculations and reconciliations. • Manage breaches, regulatory reporting and audits. • Maintain CASS resolution pack and embed CASS in product development.
What you’ll bring
• Deep knowledge of FCA CASS 6-10 regulations. • Experience in CASS operations, oversight or audit roles. • Strong regulatory analysis and procedural translation skills. • Excellent stakeholder communication and management. • Work authorization for UK or remote role.
Life at Upvest
Offers €20,000 yearly AI tool budget, 30 days leave, sports benefits, remote work flexibility, personal development budget, competitive salary and equity, inclusive culture with employee resource groups.
About Upvest
Upvest provides an investment API enabling fintechs and financial institutions to offer capital market investment and retirement planning products.